NEW YORK LIFE INSURANCE & ANNUITY CORP
Filings
2
Total offered
—
Total sold
—
Activity
Mar 12, 2025
through Mar 11, 2026
through Mar 11, 2026
Contact info
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Likely investment adviser (not guaranteed)
Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.
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NEW YORK ALASKA ETF MANAGEMENT, LLC
high CRD 801-80820
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NEW YORK LIFE INVESTMENT MANAGEMENT LLC
high CRD 801-57396
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CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC
medium CRD 801-69021
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JACOB ASSET MANAGEMENT OF NEW YORK LLC
medium CRD 801-56730
Related issuers (same normalized name)
- NEW YORK LIFE INSURANCE & ANNUITY CORP CIK 727136 · NY
Form D filings (2)
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0000907593-26-000001D · Mar 11, 2026 · InsuranceSold: $136,299,569
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0000907593-25-000001D · Mar 12, 2025 · InsuranceSold: $135,351,413