NEW YORK LIFE INSURANCE & ANNUITY CORP
Filings
11
Total offered
—
Total sold
—
Activity
Mar 12, 2025
through Mar 11, 2026
through Mar 11, 2026
Contact info
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Likely investment adviser (not guaranteed)
Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.
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NEW YORK ALASKA ETF MANAGEMENT, LLC
high CRD 801-80820
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NEW YORK LIFE INVESTMENT MANAGEMENT LLC
high CRD 801-57396
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CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC
medium CRD 801-69021
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JACOB ASSET MANAGEMENT OF NEW YORK LLC
medium CRD 801-56730
Related issuers (same normalized name)
- NEW YORK LIFE INSURANCE & ANNUITY CORP CIK 907593 · NY
Form D filings (11)
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0000727136-26-000002D · Mar 11, 2026 · InsuranceSold: $1,837,269,784
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0000727136-26-000006D · Mar 11, 2026 · InsuranceSold: $505,329,837
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0000727136-26-000005D · Mar 11, 2026 · InsuranceSold: $545,593,981
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0000727136-26-000004D · Mar 11, 2026 · InsuranceSold: $3,033,110,297
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0000727136-26-000003D · Mar 11, 2026 · InsuranceSold: $2,016,462,443
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0000727136-26-000001D · Feb 3, 2026 · InsuranceSold: $1,702,641,383
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0000727136-25-000005D · Mar 12, 2025 · InsuranceSold: $2,362,250,139
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0000727136-25-000002D · Mar 12, 2025 · InsuranceSold: $505,329,837
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0000727136-25-000004D · Mar 12, 2025 · InsuranceSold: $1,991,085,527
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0000727136-25-000003D · Mar 12, 2025 · InsuranceSold: $1,830,489,296
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0000727136-25-000001D · Mar 12, 2025 · InsuranceSold: $545,593,981