NEW YORK LIFE INSURANCE CO
Filings
3
Total offered
—
Total sold
—
Activity
2025-02-12
through 2026-02-12
through 2026-02-12
Contact info
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Likely investment adviser (not guaranteed)
Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.
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NEW YORK ALASKA ETF MANAGEMENT, LLC
high CRD 801-80820
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NEW YORK LIFE INVESTMENT MANAGEMENT LLC
high CRD 801-57396
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CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC
medium CRD 801-69021
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JACOB ASSET MANAGEMENT OF NEW YORK LLC
medium CRD 801-56730
Form D filings (3)
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0000071633-26-000003D · 2026-02-12 · InsuranceSold: $849,611
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0000071633-25-000004D · 2025-03-04 · InsuranceSold: $2,064,179,530
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0000071633-25-000003D · 2025-02-12 · InsuranceSold: $863,560