Form D Explorer

Daiwa Securities Group Inc.

CIK 1481045 · Corporation · Inc. JAPAN · TOKYO, M0 · Investment Banking

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Filings

2

Total offered

—

Total sold

—

Activity

Jun 27, 2025
through Jul 9, 2026

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Likely investment adviser (not guaranteed)

Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.

M HOLDINGS SECURITIES, INC.
medium CRD 801-57304
WS SECURITIES INC
medium CRD 801-43817
AON SECURITIES LLC
medium CRD 801-106546
BAG SECURITIES, L.L.C.
medium CRD 801-72293

Form D filings (2)

0000935836-26-000349
D · Jul 9, 2026 · Investment Banking

Sold: $599,840
0000935836-25-000437
D · Jun 27, 2025 · Investment Banking

Sold: $502,637