Form D — GUGGENHEIM SECURITIES, LLC
0000929638-26-001510 · filed Apr 15, 2026
Offering
- Industry
- Investment Banking
- Exemptions
- 3C.1, 3C.7, 06b, 3C
- Total offering
- —
- Total sold
- $13,200,000
- Minimum investment
- $0
- Investors
- —
- Sales commission
- —
- Finders' fees
- —
Issuer
- Name
- GUGGENHEIM SECURITIES, LLC
- CIK
- 1009953
- Entity
- Limited Liability Company
- Jurisdiction
- DELAWARE
- Year incorporated
- —
- Address
- 330 MADISON AVENUE
NEW YORK, NY 10017 - Phone
- 2125189200
Related persons
May not be accurate — issuers self-report this list and the SEC does not verify it. Cross-check the original SEC EDGAR filing if accuracy matters.
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n/a Links Holdings LLC · Executive OfficerNew York, NY Find on LinkedIn ↗
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Tracy Lowery Whille · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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James E. Millstein · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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Alan David Schwartz · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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Andrew Jon Schwartz · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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Kristine M Sirna · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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Susan Tsou · Executive OfficerNEW YORK, NY Find on LinkedIn ↗
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Mark Alan Van Lith · Executive OfficerNew York, NY Find on LinkedIn ↗
View the original filing on SEC EDGAR ↗